24.07.2008
N O T I C E.
Re: Cancellation of Certificate of Registration of Shrikant Durgadutt Gupta (SEBI Regn No.INS 030863117) Sub-broker of ASE Capital Markets Limited, a member of this Exchange.
Members are hereby informed that SEBI vide its Order
No MIRSD/DR-1/MLS/131651/2008 dated 11.07.2008 has inter-alia directed that the
surrender of certificate of SEBI registration of the aforesaid sub-broker has
been accepted by SEBI and the said certificate of SEBI registration has been
cancelled with effect from the date on which the Exchange has derecognized the
said sub-broker i.e. on 07.09.2004.
(Secretary)