Dated: 22^nd September 2009

NOTICE

Sub: Charges for non-submission /delay in submission of Internal Audit Report

Trading Members of the Exchange are hereby informed that vide Exchange Notices dated 29^th October 2008, 6^th April 2009 trading members were intimated that they are required to submit Internal Audit Report for the half year ended March 31, 2009 along with annexures, if any and management comments by June 30, 2009 and vide Notice dated 24^th June, 2009 trading members were further informed that, non/late/incomplete submission of Internal Audit Report by the members shall make them liable for suitable actions.

Accordingly, members may please note that, non submission of internal audit report by June 30, 2009 shall be treated as non-compliance and charges of Rs.100 per day after the due date, till the date of submission of the report shall be levied on the member. In case audit report is not received for more than 3 months from the due date of submission of the report or in case of submission of incomplete/inadequate/deficient internal audit report, the matter shall be placed before Disciplinary Action Committee (DAC) for taking suitable action.

In view of the above, members are once again advised to submit Internal Audit Report for the half year ended March 31, 2009 along with annexures, if any and management comments immediately.

In case of any queries / clarification, the trading members may contact GM Listing & Membership or Manager Surveillance of the Exchange.

DGM (Surveillance)