Dated: -22^nd December 2009

NOTICE

Re: Processing charges for violation of Margin limit , and inadequacy of Liquid Assets

Members are hereby informed that the henceforth no penalty up to 10 instances will be applicable. However every instance of (i) On-line deactivation of TWS (for violation of margin limit during the trading session) and for (ii) Off-line deactivation of TWS (when the margin obligations at the beginning of the any trading day is more than the opening margin limit.) Will attract processing / reprocessing charges along-with Service Tax, as applicable, in the following manners.

Number of instances (in a Financial Year)	Processing / Reprocessing Charges
1 to 3 Instances	Rs. 500/- per instance.+ Serv.Tax.
4 to 5 Instances	Rs. 1,000/- per instance + Serv.Tax.
6 to 10 Instances	Rs. 2,000/- per instance + Serv.Tax
Over and above 10 Instances	Rs. 5,000/- for each instance + Serv.Tax and the matter will be referred to the Disciplinary Action Sub Committee for necessary action.

The above charges along-with Service Tax will be collected from the members by debiting their settlement bank account.

The above fine will be effective from the opening of trading dated 23^rd December 2009.

Deputy General Manager (F, A & A)