30th December, 2009
Trading Members are hereby informed
that the Whole Time Member, SEBI vide Order No. WTM/PS/21/IVD/ID-3/DEC/09,
dated 2nd December, 2009, in exercise of the powers under Section 19
of the SEBI Act, 1992 read with Regulation 28(2) of Securities and Exchange
Board of India (Intermediaries) Regulations, 2008, had warned M/s. Surendra
Kumar Dugar & Co., Member, Calcutta Stock Exchange to be careful and
cautious in the conduct of its business and to adhere to and comply with all
the statutory provisions while carrying out its activities in the securities
market.
DGM (Surveillance)