It is to bring to the notice of members, investors and other relevant market intermediaries the content of the below mentioned notice issued by SEBI:
|
S. No |
Circular Ref. No. |
Subject |
Link |
|
1 |
MRD/DoP/SE/Cir-10/2008 |
Comprehensive Risk Management Framework for the cash market |
|
|
2 |
MRD/DoP/SE/Cir-13/2008 |
Comprehensive
Risk Management Framework for the cash market |
|
|
3 |
MRD/DoP/SE/Cir-18/2008 |
Margining of institutional trades in the cash market |
|
|
4 |
ISD/AML/CIR-1/2008 |
Anti Money Laundering (AML)
standards /Combating Financing of Terrorism (CFT) /Obligations of Securities
Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT |
|
|
5 |
MRD/DoP/SE/Cir-07/2009 |
Abolition
of no-delivery period for all types of corporate actions |
|
|
6 |
MRD/DSA/SE/Cir-
12/09 |
Prior
approval for re-commencing trading on the Stock Exchange |
|
|
7 |
ISD/AML/CIR-2/2009 |
Combating Financing of Terrorism (CFT) under
Unlawful Activities (Prevention) Act, 1967 – Directions to stock
exchanges, depositories and all
registered intermediaries |
|
|
8 |
SEBI/CFD/DIL/ASBA/1/2009/30/12 |
Applications Supported by Blocked Amount
(ASBA) facility in public issues and rights issues. |
|
|
9 |
SEBI/MRD/DoP/SE/Dep/Cir-
01 /2010 |
Review
of Securities Lending and Borrowing (SLB) Framework |
|
|
10 |
SEBI/MIRSD/Cir.No.02/2010 |
Mandatory requirement of in-person verification
of clients |
|
|
11 |
SEBI/CFD/DIL/LA/1/2010/05/03 |
Disclosure of details of the allottees in
the Qualified Institutional
Placements (QIP) made by issuer company |
|
|
12 |
CIR/MRD/DP/15/2010 |
Margining of institutional trades in the
cash market |
|
|
13 |
CIR/MRD/DP/
20 /2010 |
Account Maintenance Charges collected
upfront on annual/ half yearly basis on demat accounts |
|
|
14 |
CIR/MRD/DP/
22 /2010 |
Mandatory requirement of Permanent Account
Number (PAN |
|
|
15 |
CIR/MRD/DP/
30 /2010 |
Clarification on submission of Audit report
under Regulation 55A of SEBI (Depositories and Participants)
Regulations, 1996 |
|
|
16 |
CIR/MRD/DP/
33 /2010 |
Review of Securities Lending and Borrowing
(SLB) Framework |
|
|
17 |
CIR/MRD/DP/4/2011 |
Limitation period for filing an arbitration
reference |
All are requested to take note of the provisions of the above mentioned circulars. Also kindly note that the various provisions of the above mentioned circulars will be effective immediately.
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