Date: 22nd November, 2013
NOTICE
Sub: Cancellation of SEBI Sub-broker Registration of the below mentioned sub brokers affiliated to M/s. ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd. (SEBI registration No. INB031107437)
All Trading Members and market participants are hereby informed that SEBI vide its letter Ref.No.MIRSD-5/SK/OW/29301/2013, dated 18.11.2013 has cancelled the SEBI Sub-brokers registration of the below mentioned sub brokers affiliated to M/s ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd., with effect from the date on which CSE had derecognized the sub-brokers.
|
Sl.No |
Sub-broker Name |
Sub-broker Registration No. |
Stock Broker Name |
Date of derecognition |
|
1 |
Narendra A Thakkar |
INS030863018 |
ASE Capital Markets Ltd |
25.07.2013 |
|
2 |
Mukesh K Mehta |
INS030896018 |
ASE Capital Markets Ltd |
25.07.2013 |
|
3 |
Aspi N Gandhi |
INS030896216 |
ASE Capital Markets Ltd |
25.07.2013 |
|
4 |
Manish A Shah |
INS030896513 |
ASE Capital Markets Ltd |
25.07.2013 |
|
5 |
Chhaganlal K Kothari |
INS030896810 |
ASE Capital Markets Ltd |
25.07.2013 |
|
6 |
J K Finstock |
INS030897214 |
ASE Capital Markets Ltd |
25.07.2013 |
|
7 |
Prerak Capital Service Pvt. Ltd. |
INS030897610 |
ASE Capital Markets Ltd |
25.07.2013 |
|
8 |
Mitaben Sanjaykumar Shah |
INS030898519 |
ASE Capital Markets Ltd |
18.07.2016 |
|
9 |
Narpatchand Dhingarmal Jain |
INS030898717 |
ASE Capital Markets Ltd |
25.07.2013 |
|
10 |
Acharya Securities Pvt. Ltd. |
INS030899533 |
ASE Capital Markets Ltd |
07.09.2004 |
|
11 |
Korwett Capital Investments Pvt. Ltd. |
INS030899939 |
ASE Capital Markets Ltd |
25.07.2013 |
|
12 |
Laxmi Finmen Services Ltd. |
INS030900034 |
ASE Capital Markets Ltd |
13.09.2004 |
|
13 |
Hitesh K Financial Services Ltd. |
INS030900133 |
ASE Capital Markets Ltd |
19.07.2004 |
|
14 |
Bhumika Consultancy Pvt. Ltd. |
INS030900638 |
ASE Capital Markets Ltd |
07.09.2004 |
|
15 |
Arth Stock Broking Pvt. Ltd. |
INS030900836 |
ASE Capital Markets Ltd |
25.07.2013 |
|
16 |
Abhishek Finstock Pt.Ltd. |
INS030901339 |
ASE Capital Markets Ltd |
25.07.2013 |
|
17 |
S S Securities Ltd. |
INS030901438 |
ASE Capital Markets Ltd |
25.07.2013 |
|
18 |
Vrudev Finstock Pvt. Ltd. |
INS030901537 |
ASE Capital Markets Ltd |
02.08.2005 |
|
19 |
Swastik Finstock Pvt. Ltd. |
INS030901735 |
ASE Capital Markets Ltd |
18.07.2006 |
|
20 |
Archi Shares and Stock Brokers Pvt.Ltd. |
INS030902337 |
ASE Capital Markets Ltd |
25.07.2013 |
MAV Raju
General Manager