Date: 28th November 2013

NOTICE

Sub: Cancellation of SEBI Sub-broker Registration of the below mentioned sub brokers affiliated to M/s. ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd. (SEBI registration No. INB031107437)

All Trading Members and market participants are hereby informed that SEBI vide its letter Ref.No.MIRSD-5/SK/OW/30122/2013, dated 25.11.2013 has cancelled the SEBI Sub-brokers registration of the below mentioned sub brokers affiliated to M/s ASE Capital Markets Ltd., a member of the Calcutta Stock Exchange Ltd., with effect from the date on which CSE had derecognized the sub-brokers.

Sl.No	Sub-broker Name	Sub-broker Registration No.	Stock Broker Name	Date of derecognition
1	Dineshbhai Bhailal Chokshi	INS030898618	ASE Capital Markets Ltd.	25.07.2013
2	V&U securities Pvt. Ltd.	INS030901131	ASE Capital Markets Ltd.	25.07.2013

MAV Raju

General Manager