NOTICE
August 19, 2014
Sub : E-mail and SMS alerts to Investors
Attention
of the Trading Members of the Exchange is invited to SEBI Circular No.
CIR/MIRSD/15/2011, dated August 02, 2011 and Exchange Notice dated 5th August
2011 regarding SMS and E-mail alters to Investors by Stock Exchanges.
As
you may be aware, Exchanges, with the objective of reducing the number of
investor complaints relating to unauthorized trading and to safeguard Trading
Members’ own interest, provides details of the transactions to all
investors through mails and SMSs whose email address and mobile numbers are
updated by the trading members in UCI Online. SEBI has advised Stock
Exchanges to obtain the information from Members for their respective clients
whose mobile number/email-id has still not been updated. Members are hereby
urged to obtain the mobile number and e mail ID for all the clients who have
transacted during the FY 2014-15 and upload the same latest by August 19, 2014.
In
this regard, Trading Members are advised to check their respective client
details from “WEBX Client List” in Class Back-office and update the Mobile
Number and E-mail IDs of their clients wherever still not been updated.
As
regards other clients who may wish to trade, Trading Members are urged to first
obtain their mobile number and e mail ID and upload the same on the UCI online.
Trading Members are requested to take note of the aforementioned requirements
and upload the details of clients, failing which the matter shall be viewed
seriously.
DGM-SEO